Summary of CySEC's Circular C405

Memo #50-2020
CySEC Circular No: C405

Date: 25/09/2020

Subject: Management Companies and Self-Managed Funds Quarterly Statistics – New Version of the Form
Purpose: To inform about the latest version of the Form QST-MC Version 10 for AIFMs and self managed AIFs and AIFLNPs.

In Summary:

CySEC has issued the Circular C405 on 25/09/2020 in order to inform the Alternative Investment Fund Managers (‘AIFMs’), UCITS Management Companies (‘UCITS MC’), Self-Managed UCITS (‘SM UCITS’), Self-Managed Alternative Investment Funds (‘SM AIFs’), Self-Managed Alternative Investment Funds with Limited Number of Persons (‘SM AIFLNP’), Companies with sole purpose the management of AIFLNPs and Small AIFMs about the latest version of the Form QST-MC Version 10 (‘the Form’) for Quarterly Statistics.

The Form must be successfully submitted electronically via the CySEC’s Transaction Reporting System (‘TRS’) by 15:00 hrs, Friday, October 30, 2020, at the latest.

The Form must be completed and submitted by all Regulated Entities that were authorised or appointed to act as External Managers by September 30, 2020. In this respect, Regulated Entities that were authorised or appointed to act as External Managers by September 30, 2020, but have not made use of their authorisation must also submit the Form.

This Circular provides for the steps to be followed for the successful submission of the Form QST-MC Version 10 to the TRS.

The Regulated Entities, upon submission of the Form, must ensure that they have received a feedback file that shall contain NO ERROR indication in order the submission of the Form to be considered as being successfully submitted to CySEC.

This Circular provides also about the method of creating, signing and submitting the Form to the CySEC and general comments for the Form.

The Form QST-MC Version 10 can be found in the Appendix of this Circular C405.


Read the CySEC Circular C405

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